"This is one of the most intuitive software programs I've ever used." |
~ Gloria R. Smith, CFP,
Catalyst Wealth Management
Chicago, IL |
"The fact that I own my data with PowerAdvisor is a big factor for me. Companies come and go, and if they owned my data, that would be gone too. Independent financial planners owe it to themselves to support products that give you options so we are not at the mercy of those who decide what we pay and what we get." |
~ Donald Whalen, Registered Investment Advisor
(Fee Only)
Versailles Financial, LLC
Alpharetta, Georgia |
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More Compliance News
SEC exams of advisers get tougher and meaner
Jed Horowitz, Investment News, October 25, 2009
Outdated RIA websites risk compliance trouble not to mention credibility
Les Abromowitz, RIABiz, October 12, 2009
Advisers to SEC: Take our money, please
Sara Hansard, Investment News, October 11, 2009
State regulators pursue increased oversight of advisers
Sara Hansard, Investment News, September 16, 2009
Compliance technology comes into its own as cost, time saver
Davis D. Janowski, Investment News, August 23, 2009
Haggling Over The F Word Continues
Christina Mucciolo, Registered Rep, August 19, 2009
Compliance Concerns
Sherri Scordo, Financial Advisor Magazine, July 2009
Compliance Monkey
Christina Mucciolo, Registered Rep, October 1, 2008
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